Levy Susan Cohen's Form 4 filing
Northern Trust Corp (NTRS) · filed Nov 5, 2025
- Accession no.
- 0001607570-25-000005
- Filed
- Nov 5, 2025
- Trade date
- Nov 4, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.54M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Levy Susan CohenCIK 0001607570 | Officer (EVP and General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2025 | Common Stock | MOption exerciseAcquired | +27,591 | $58.25 | +$1,607,175.75 | 75,848 | Direct | |
| Nov 4, 2025 | Common Stock | SSaleDisposed | −20,414 | $127.92F5 | −$2,611,358.88 | 55,434 | Direct | |
| Nov 4, 2025 | Common Stock | SSaleDisposed | −7,177 | $128.74F6 | −$923,966.98 | 48,257 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2025 | Common Stock | MOption exerciseDisposed | −27,591 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
Price reflects the weighted average sales price from $127.49 to $128.49. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Referenced by the price of 1 transaction in Table I.
- F6
Price reflects the weighted average sales price from $128.50 to $129.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Referenced by the price of 1 transaction in Table I.