Munn Laurie's Form 4 filing
Applied UV, Inc. (AUVI) · filed Jul 21, 2023
- Accession no.
- 0001607062-23-000366
- Filed
- Jul 21, 2023
- Trade date
- Jul 21, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Munn LaurieCIK 0001824753 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 21, 2023 | Common Stock | SSaleDisposed | −625,000 | –F1 | – | 375,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Partial forgiveness of a promissory note, in the amount of $564,937.50.
Referenced by the price of 1 transaction in Table I.