Sgro David's Form 4 filing

Pangaea Logistics Solutions Ltd.PANL · filed Nov 29, 2023

Accession no.: 0001606909-23-000147
Filed: Nov 29, 2023
Trade date: Nov 27-29, 2023
Filing delay: 2 days
Rule 10b5-1 plan: Not checked

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $53.2K. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001606909-23-000156 (Dec 14, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Sgro DavidCIK 0001376451	Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Nov 27, 2023	Common Share $0.0001 Par Value	SSaleDisposed	−5,986	$7.30^F1	−$43,697.8	13,155	Indirect
Nov 29, 2023	Common Share $0.0001 Par Value	SSaleDisposed	−1,311	$7.26^F1	−$9,517.86	11,844	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The price reported in Column 4 is an average price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)