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Sgro David's Form 4 filing

Pangaea Logistics Solutions Ltd.PANL · filed Nov 24, 2023

Accession no.
0001606909-23-000141
Filed
Nov 24, 2023
Trade date
Nov 21-24, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $226.5K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sgro DavidCIK 0001376451Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 21, 2023Common Share $0.0001 Par ValueSSaleDisposed−10,714$7.02F1−$75,212.2840,569Indirect
Nov 22, 2023Common Share $0.0001 Par ValueSSaleDisposed−10,714$7.03F1−$75,319.4229,855Indirect
Nov 24, 2023Common Share $0.0001 Par ValueSSaleDisposed−10,714$7.09F1−$75,962.2619,141Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is an average price.

Referenced by the price of 3 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)