Rosenfeld Eric's Form 4 filing
Pangaea Logistics Solutions Ltd.PANL · filed Nov 24, 2023
- Accession no.
- 0001606909-23-000139
- Filed
- Nov 24, 2023
- Trade date
- Nov 21-24, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $302.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenfeld EricCIK 0001219603 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2023 | Common Share $0.0001 Par Value | SSaleDisposed | −14,286 | $7.02F1 | −$100,287.72 | 259,221 | Indirect | |
| Nov 22, 2023 | Common Share $0.0001 Par Value | SSaleDisposed | −14,286 | $7.03F1 | −$100,430.58 | 244,935 | Indirect | |
| Nov 24, 2023 | Common Share $0.0001 Par Value | SSaleDisposed | −14,286 | $7.09F1 | −$101,287.74 | 230,649 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is an average price.
Referenced by the price of 3 transactions in Table I.