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Sgro David's Form 4/A amendment

Amended

Pangaea Logistics Solutions Ltd.PANL · filed Jul 5, 2023

Accession no.
0001606909-23-000097
Filed
Jul 5, 2023
Trade date
Jun 27-29, 2023
Filing delay
8 days
Rule 10b5-1 plan
Not checked
Original filed
Jun 29, 2023

This filing lists 3 non-derivative transactions. Open-market sales total $103.1K. It was filed 8 days after the trade.

This amendment replaces 0001606909-23-000086 (filed Jun 29, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sgro DavidCIK 0001376451Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 27, 2023Common Share $0.0001 Par ValueSSaleDisposed−3,721$6.60F1−$24,558.662,946Indirect
Jun 28, 2023Common Share $0.0001 Par ValueSSaleDisposed−1,400$6.60F1−$9,24061,546Indirect
Jun 29, 2023Common Share $0.0001 Par ValueSSaleDisposed−10,263$6.75F1−$69,275.2551,283Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This Form 4 is being amended to correct an error in the reported number of shares sold by the reporting person on June 29, 2023. The accurate quantity of shares sold was 10,263, instead of the previously stated 10,236.

Referenced by the price of 3 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)