Grass Brian's Form 4 filing
Helen of Troy Ltd (HELE) · filed Oct 15, 2021
- Accession no.
- 0001606522-21-000013
- Filed
- Oct 15, 2021
- Trade date
- Oct 13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $443.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grass BrianCIK 0001606522 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | MOption exerciseAcquired | +1,794 | $64.19 | +$115,156.86 | 44,373.28 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | FTax withholdingDisposed | −521 | $221.25 | −$115,271.25 | 43,852.28 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | MOption exerciseAcquired | +1,926 | $36.03 | +$69,393.78 | 45,778.28 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | FTax withholdingDisposed | −949 | $221.25 | −$209,966.25 | 44,829.28 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | MOption exerciseAcquired | +5,706 | $64.19 | +$366,268.14 | 50,535.28 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | FTax withholdingDisposed | −3,250 | $221.25 | −$719,062.5 | 47,285.28 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | MOption exerciseAcquired | +506 | $34.72 | +$17,568.32 | 47,791.28 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | FTax withholdingDisposed | −248 | $221.25 | −$54,870 | 47,543.28 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | SSaleDisposed | −2,000 | $221.50 | −$443,000 | 45,543.28 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | MOption exerciseDisposed | −1,794 | $0.00 | $0 | 0 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | MOption exerciseDisposed | −1,926 | $0.00 | $0 | 0 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | MOption exerciseDisposed | −5,706 | $0.00 | $0 | 0 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.10 per share | MOption exerciseDisposed | −506 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.