Keating Ronald C's Form 4 filing
Evoqua Water Technologies Corp. (AQUA) · filed Aug 9, 2022
- Accession no.
- 0001604643-22-000120
- Filed
- Aug 9, 2022
- Trade date
- Aug 5-8, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.43M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keating Ronald CCIK 0001353838 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2022 | Common Stock | MOption exerciseAcquired | +165,422 | $4.64 | +$767,558.08 | 928,146 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −165,422 | $38.77 | −$6,413,410.94 | 762,724 | Direct | |
| Aug 8, 2022 | Common Stock | MOption exerciseAcquired | +78,159 | $4.64 | +$362,657.76 | 840,883 | Direct | |
| Aug 8, 2022 | Common Stock | SSaleDisposed | −78,159 | $38.61 | −$3,017,718.99 | 762,724 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2022 | Common Stock | MOption exerciseDisposed | −165,422 | $0.00 | $0 | 1,078,159 | Direct | |
| Aug 8, 2022 | Common Stock | MOption exerciseDisposed | −78,159 | $0.00 | $0 | 1,000,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.