Bhambri Nick's Form 4 filing
Evoqua Water Technologies Corp. (AQUA) · filed Apr 21, 2022
- Accession no.
- 0001604643-22-000075
- Filed
- Apr 21, 2022
- Trade date
- Apr 19-20, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.63M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bhambri NickCIK 0001626233 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 19, 2022 | Common Stock | MOption exerciseAcquired | +37,359 | $4.64 | +$173,345.76 | 61,124 | Direct | |
| Apr 19, 2022 | Common Stock | SSaleDisposed | −37,359 | $45.01 | −$1,681,528.59 | 23,765 | Direct | |
| Apr 20, 2022 | Common Stock | MOption exerciseAcquired | +87,641 | $4.64 | +$406,654.24 | 111,406 | Direct | |
| Apr 20, 2022 | Common Stock | SSaleDisposed | −87,641 | $45.08 | −$3,950,856.28 | 23,765 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 19, 2022 | Common Stock | MOption exerciseDisposed | −37,359 | $4.64 | −$173,345.76 | 142,448 | Direct | |
| Apr 20, 2022 | Common Stock | MOption exerciseDisposed | −87,641 | $4.64 | −$406,654.24 | 54,807 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.