Fages Herve's Form 4 filing
Evoqua Water Technologies Corp. (AQUA) · filed Mar 17, 2022
- Accession no.
- 0001604643-22-000070
- Filed
- Mar 17, 2022
- Trade date
- Mar 16, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $919.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fages HerveCIK 0001768653 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2022 | Common Stock | MOption exerciseAcquired | +12,085 | $13.91 | +$168,102.35 | 53,400 | Direct | |
| Mar 16, 2022 | Common Stock | MOption exerciseAcquired | +8,353 | $24.76 | +$206,820.28 | 61,753 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −20,438 | $45.00 | −$919,710 | 41,315 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2022 | Common Stock | MOption exerciseDisposed | −12,085 | $13.91 | −$168,102.35 | 14,938 | Direct | |
| Mar 16, 2022 | Common Stock | MOption exerciseDisposed | −8,353 | $24.76 | −$206,820.28 | 25,062 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.