Fages Herve's Form 4 filing
Evoqua Water Technologies Corp. (AQUA) · filed Mar 10, 2022
- Accession no.
- 0001604643-22-000068
- Filed
- Mar 10, 2022
- Trade date
- Mar 8-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.30M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fages HerveCIK 0001768653 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2022 | Common Stock | MOption exerciseAcquired | +12,381 | $13.91 | +$172,219.71 | 53,696 | Direct | |
| Mar 8, 2022 | Common Stock | SSaleDisposed | −12,381 | $43.00 | −$532,383 | 41,315 | Direct | |
| Mar 9, 2022 | Common Stock | MOption exerciseAcquired | +20,347 | $13.91 | +$283,026.77 | 61,662 | Direct | |
| Mar 9, 2022 | Common Stock | MOption exerciseAcquired | +20,644 | $23.63 | +$487,817.72 | 82,306 | Direct | |
| Mar 9, 2022 | Common Stock | SSaleDisposed | −36,712 | $43.00 | −$1,578,616 | 45,594 | Direct | |
| Mar 9, 2022 | Common Stock | SSaleDisposed | −4,279 | $44.00 | −$188,276 | 41,315 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2022 | Common Stock | MOption exerciseDisposed | −12,381 | $13.91 | −$172,219.71 | 47,370 | Direct | |
| Mar 9, 2022 | Common Stock | MOption exerciseDisposed | −20,347 | $13.91 | −$283,026.77 | 27,023 | Direct | |
| Mar 9, 2022 | Common Stock | MOption exerciseDisposed | −20,644 | $23.63 | −$487,817.72 | 20,644 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.