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First Trust Capital Management L.P.'s Form 4 filing

First Trust Private Credit Fund · filed Jan 3, 2024

Accession no.
0001604488-24-000001
Filed
Jan 3, 2024
Trade date
Apr 5-Dec 29, 2023
Filing delay
273 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 20 non-derivative transactions. Open-market purchases total $1.00K. Open-market sales total $114.3K. It was filed 273 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001604488-24-000002 (Jan 3, 2024). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
First Trust Capital Management L.P.CIK 000160448810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 2, 2023Class A Common SharesPPurchaseAcquired+98.43$10.16+$1,000.0598.43Direct
Jun 7, 2023Class A Common SharesJOtherAcquired+0.58$10.11+$5.8699.01Direct
Jul 5, 2023Class A Common SharesJOtherAcquired+0.58$10.15+$5.8999.59Direct
Aug 2, 2023Class A Common SharesJOtherAcquired+0.58$10.21+$5.92100.17Direct
Sep 6, 2023Class A Common SharesJOtherAcquired+0.72$10.27+$7.39100.89Direct
Oct 4, 2023Class A Common SharesJOtherAcquired+0.73$10.29+$7.51101.62Direct
Nov 1, 2023Class A Common SharesJOtherAcquired+0.73$10.26+$7.49102.35Direct
Dec 6, 2023Class A Common SharesJOtherAcquired+0.74$10.31+$7.63103.09Direct
Dec 8, 2023Class A Common SharesJOtherAcquired+0.98$10.23+$10.03104.07Direct
Apr 5, 2023Class I Common SharesJOtherAcquired+61.79$10.03+$619.7510,326.91Direct
May 3, 2023Class I Common SharesJOtherAcquired+62.16$10.06+$625.3310,389.07Direct
Jun 7, 2023Class I Common SharesJOtherAcquired+62.53$10.12+$632.810,451.6Direct
Jul 5, 2023Class I Common SharesJOtherAcquired+62.84$10.16+$638.4510,514.44Direct
Aug 2, 2023Class I Common SharesJOtherAcquired+63.34$10.23+$647.9710,577.78Direct
Sep 6, 2023Class I Common SharesJOtherAcquired+85.11$10.29+$875.7810,662.89Direct
Oct 4, 2023Class I Common SharesJOtherAcquired+85.89$10.29+$883.8110,748.78Direct
Nov 1, 2023Class I Common SharesJOtherAcquired+86.5$10.27+$888.3610,835.28Direct
Dec 6, 2023Class I Common SharesJOtherAcquired+87.2$10.33+$900.7810,922.48Direct
Dec 8, 2023Class I Common SharesJOtherAcquired+144.52$10.21+$1,475.5511,067Direct
Dec 29, 2023Class I Common SharesSSaleDisposed−11,067$10.33−$114,322.110Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)