Juel Carol's Form 4 filing
Synchrony Financial (SYF) · filed Mar 4, 2025
- Accession no.
- 0001601712-25-000107
- Filed
- Mar 4, 2025
- Trade date
- Mar 1-3, 2025
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.41M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Juel CarolCIK 0001868897 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2025 | Common Stock | AGrant or awardAcquired | +24,102 | $60.68 | +$1,462,509.36 | 129,923 | Direct | |
| Mar 1, 2025 | Common Stock | FTax withholdingDisposed | −15,518 | $60.68 | −$941,632.24 | 114,405 | Direct | |
| Mar 3, 2025 | Common Stock | MOption exerciseAcquired | +16,613 | $34.30 | +$569,825.9 | 131,018 | Direct | |
| Mar 3, 2025 | Common Stock | MOption exerciseAcquired | +18,145 | $33.53 | +$608,401.85 | 149,163 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −13,177 | $57.43F4 | −$756,755.11 | 135,986 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −12,367 | $58.57F5 | −$724,335.19 | 123,619 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −46,102 | $59.29F6 | −$2,733,387.58 | 77,517 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −19,404 | $60.49F7 | −$1,173,747.96 | 58,113 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −363 | $61.13F8 | −$22,190.19 | 57,750 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2025 | Common Stock | MOption exerciseDisposed | −16,613 | $0.00 | $0 | 0 | Direct | |
| Mar 3, 2025 | Common Stock | MOption exerciseDisposed | −18,145 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.96 to $57.87. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
- F5
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.98 to $58.92. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
- F6
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.96 to $59.95. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
- F7
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.96 to $60.93. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
- F8
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.05 to $61.19. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
Remarks
EVP, Chief Technology and Operating Officer