Wenzel Brian J. Sr.'s Form 4 filing
Synchrony Financial (SYF) · filed Aug 19, 2024
- Accession no.
- 0001601712-24-000293
- Filed
- Aug 19, 2024
- Trade date
- Aug 15-19, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.49M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wenzel Brian J. Sr.CIK 0001775796 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Dividend Equivalent Unit | AGrant or awardAcquired | +413 | $45.89F1 | +$18,952.57 | 142,459 | Direct | |
| Aug 19, 2024 | Common Stock | MOption exerciseAcquired | +8,490 | $29.33 | +$249,011.7 | 150,949 | Direct | |
| Aug 19, 2024 | Common Stock | SSaleDisposed | −74,698 | $46.73 | −$3,490,637.54 | 76,251 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2024 | Common Stock | MOption exerciseDisposed | −8,490 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents dividend equivalent units accrued on August 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
Referenced by the price of 1 transaction in Table I.
Remarks
EVP, CFO