Doubles Brian D's Form 4 filing
Synchrony Financial (SYF) · filed Mar 5, 2024
- Accession no.
- 0001601712-24-000117
- Filed
- Mar 5, 2024
- Trade date
- Mar 1-5, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.56M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Doubles Brian DCIK 0001614719 | Director, Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Common Stock | FTax withholdingDisposed | −47,874 | $41.05 | −$1,965,227.7 | 584,622 | Direct | |
| Mar 1, 2024 | Common Stock | AGrant or awardAcquired | +150,731 | $41.05 | +$6,187,507.55 | 735,353 | Direct | |
| Mar 5, 2024 | Common Stock | MOption exerciseAcquired | +59,696 | $23.00 | +$1,373,008 | 795,049 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −59,696 | $41.26F4 | −$2,463,056.96 | 735,353 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −75,000 | $41.26F4 | −$3,094,500 | 660,353 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock | MOption exerciseDisposed | −59,696 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price reflected is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.63 to $42.00. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 2 transactions in Table I.
Remarks
President and CEO