Juel Carol's Form 4 filing
Synchrony Financial (SYF) · filed Mar 5, 2024
- Accession no.
- 0001601712-24-000112
- Filed
- Mar 5, 2024
- Trade date
- Mar 1-5, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.90M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Juel CarolCIK 0001868897 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Common Stock | FTax withholdingDisposed | −13,596 | $41.05 | −$558,115.8 | 77,800 | Direct | |
| Mar 1, 2024 | Common Stock | AGrant or awardAcquired | +31,791 | $41.05 | +$1,305,020.55 | 109,591 | Direct | |
| Mar 5, 2024 | Common Stock | MOption exerciseAcquired | +17,177 | $29.33 | +$503,801.41 | 126,768 | Direct | |
| Mar 5, 2024 | Common Stock | MOption exerciseAcquired | +11,436 | $30.41 | +$347,768.76 | 138,204 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −71,496 | $40.50 | −$2,895,588 | 66,708 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock | MOption exerciseDisposed | −17,177 | $0.00 | $0 | 0 | Direct | |
| Mar 5, 2024 | Common Stock | MOption exerciseDisposed | −11,436 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
EVP, Chief Technology and Operating Officer