Casellas Alberto's Form 4 filing
Synchrony Financial (SYF) · filed Mar 5, 2024
- Accession no.
- 0001601712-24-000110
- Filed
- Mar 5, 2024
- Trade date
- Mar 1-5, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.97M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Casellas AlbertoCIK 0001763554 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Common Stock | FTax withholdingDisposed | −13,684 | $41.05 | −$561,728.2 | 80,822 | Direct | |
| Mar 1, 2024 | Common Stock | AGrant or awardAcquired | +27,817 | $41.05 | +$1,141,887.85 | 108,639 | Direct | |
| Mar 5, 2024 | Common Stock | MOption exerciseAcquired | +23 | $23.00 | +$529 | 108,662 | Direct | |
| Mar 5, 2024 | Common Stock | MOption exerciseAcquired | +3,774 | $24.55 | +$92,651.7 | 112,436 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −41,513 | $40.50 | −$1,681,276.5 | 70,923 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −6,956 | $41.25 | −$286,935 | 63,967 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock | MOption exerciseDisposed | −23 | $0.00 | $0 | 0 | Direct | |
| Mar 5, 2024 | Common Stock | MOption exerciseDisposed | −3,774 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
EVP, CEO--Health & Wellness