Doubles Brian D's Form 4 filing
Synchrony Financial (SYF) · filed Aug 3, 2023
- Accession no.
- 0001601712-23-000204
- Filed
- Aug 3, 2023
- Trade date
- Aug 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.26M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Doubles Brian DCIK 0001614719 | Director, Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2023 | Common Stock | MOption exerciseAcquired | +11,610 | $24.55 | +$285,025.5 | 576,850 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −11,610 | $34.50 | −$400,545 | 565,240 | Direct | |
| Aug 1, 2023 | Common Stock | MOption exerciseAcquired | +25,000 | $23.00 | +$575,000 | 590,240 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −25,000 | $34.50 | −$862,500 | 565,240 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2023 | Common Stock | MOption exerciseDisposed | −11,610 | $0.00 | $0 | 0 | Direct | |
| Aug 1, 2023 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 59,696 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
President and CEO