Juel Carol's Form 4 filing
Synchrony Financial (SYF) · filed Mar 1, 2023
- Accession no.
- 0001601712-23-000065
- Filed
- Mar 1, 2023
- Trade date
- Feb 27-Mar 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Juel CarolCIK 0001868897 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Common Stock | AGrant or awardAcquired | +34,395 | $35.98 | +$1,237,532.1 | 118,489 | Direct | |
| Mar 1, 2023 | Common Stock | FTax withholdingDisposed | −11,752 | $35.98 | −$422,836.96 | 106,737 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −27,804 | $36.14 | −$1,004,836.56 | 78,933 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
EVP, Chief Technology and Operating Officer