Juel Carol's Form 4 filing
Synchrony Financial (SYF) · filed Nov 15, 2022
- Accession no.
- 0001601712-22-000266
- Filed
- Nov 15, 2022
- Trade date
- Nov 10-11, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $1.25M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Juel CarolCIK 0001868897 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Dividend Equivalent Unit | AGrant or awardAcquired | +330 | $38.73F1 | +$12,780.9 | 87,232 | Direct | |
| Nov 11, 2022 | Common Stock | SSaleDisposed | −31,303 | $40.00 | −$1,252,120 | 55,929 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
Referenced by the price of 1 transaction in Table I.
Remarks
EVP, Chief Operating and Technology Officer