Casellas Alberto's Form 4 filing
Synchrony Financial (SYF) · filed Mar 3, 2022
- Accession no.
- 0001601712-22-000089
- Filed
- Mar 3, 2022
- Trade date
- Mar 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $666.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Casellas AlbertoCIK 0001763554 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | AGrant or awardAcquired | +25,653 | $39.47 | +$1,012,523.91 | 94,029 | Direct | |
| Mar 1, 2022 | Common Stock | FTax withholdingDisposed | −11,388 | $39.47 | −$449,484.36 | 82,641 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −15,702 | $42.47F4 | −$666,863.94 | 66,939 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Phantom Stock Units | AGrant or awardAcquired | +3,331 | $0.00 | $0 | 21,533 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
Remarks
EVP, Health & Wellness