Howse Curtis's Form 4 filing
Synchrony Financial (SYF) · filed Sep 3, 2021
- Accession no.
- 0001601712-21-000263
- Filed
- Sep 3, 2021
- Trade date
- Sep 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.06M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howse CurtisCIK 0001839722 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | MOption exerciseAcquired | +11,610 | $24.55 | +$285,025.5 | 75,807 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −11,610 | $49.09 | −$569,934.9 | 64,197 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseAcquired | +8,577 | $30.41 | +$260,826.57 | 72,774 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −8,577 | $49.09 | −$421,044.93 | 64,197 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseAcquired | +11,852 | $29.33 | +$347,619.16 | 76,049 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −11,852 | $49.09 | −$581,814.68 | 64,197 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −10,000 | $49.09 | −$490,900 | 54,197 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | MOption exerciseDisposed | −11,610 | $0.00 | $0 | 0 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseDisposed | −8,577 | $0.00 | $0 | 0 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseDisposed | −11,852 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
EVP, CEO--Home & Auto