Whynott Paul's Form 4 filing
Synchrony Financial (SYF) · filed Sep 3, 2021
- Accession no.
- 0001601712-21-000262
- Filed
- Sep 3, 2021
- Trade date
- Sep 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.16M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whynott PaulCIK 0001704474 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | MOption exerciseAcquired | +10,007 | $30.41 | +$304,312.87 | 68,905 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −10,007 | $49.09 | −$491,243.63 | 58,898 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseAcquired | +13,527 | $29.33 | +$396,746.91 | 72,425 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −13,527 | $49.09 | −$664,040.43 | 58,898 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | MOption exerciseDisposed | −10,007 | $0.00 | $0 | 0 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseDisposed | −13,527 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
EVP, Chief Risk Officer