Greig Henry F's Form 4 filing
Synchrony Financial (SYF) · filed Sep 3, 2021
- Accession no.
- 0001601712-21-000261
- Filed
- Sep 3, 2021
- Trade date
- Sep 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.04M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Greig Henry FCIK 0001614721 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | MOption exerciseAcquired | +6,609 | $23.00 | +$152,007 | 192,721 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −6,609 | $49.09 | −$324,435.81 | 186,112 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseAcquired | +14,512 | $24.55 | +$356,269.6 | 200,624 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −14,512 | $49.09 | −$712,394.08 | 186,112 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | MOption exerciseDisposed | −6,609 | $0.00 | $0 | 0 | Direct | |
| Sep 1, 2021 | Common Stock | MOption exerciseDisposed | −14,512 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
EVP, Chief Credit Officer and Capital Management Leader