Uggla Lance Darrell Gordon's Form 4/A amendment
AmendedIHS Markit Ltd. (INFO) · filed Aug 11, 2021
- Accession no.
- 0001598014-21-000117
- Filed
- Aug 11, 2021
- Trade date
- Aug 2-4, 2021
- Filing delay
- 9 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 4, 2021
This filing lists 3 non-derivative transactions. Open-market sales total $7.48M. It was filed 9 days after the trade.
This amendment replaces 0001598014-21-000113 (filed Aug 4, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Uggla Lance Darrell GordonCIK 0001678996 | Director, Officer (CEO and Chairman of the Board) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Shares | SSaleDisposed | −43,190 | $118.47F1 | −$5,116,719.3 | 1,292,323 | Direct | |
| Aug 3, 2021 | Common Shares | SSaleDisposed | −4,000 | $118.05F2 | −$472,200 | 1,288,323 | Direct | |
| Aug 4, 2021 | Common Shares | SSaleDisposed | −16,000 | $118.48F3 | −$1,895,680 | 1,272,323 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price is a weighted average price. The prices actually received ranged from $118.25 to $118.72. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F2
The price is a weighted average price. The prices actually received ranged from $118.00 to $118.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price is a weighted average price. The prices actually received ranged from $118.20 to $118.70. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
Remarks
This form 4/A is being filed to include additional common shares which were sold by the Reporting Person on August 4, 2021 and were inadvertently excluded from the initial filing due to administrative error by the broker.