Mininberg Julien's Form 4 filing
Helen of Troy Ltd (HELE) · filed Nov 15, 2021
- Accession no.
- 0001597885-21-000023
- Filed
- Nov 15, 2021
- Trade date
- Nov 12, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $1.63M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mininberg JulienCIK 0001597885 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −36 | $245.40F1 | −$8,834.4 | 800 | Indirect | |
| Nov 12, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −3,612 | $245.40F1 | −$886,384.8 | 79,135 | Indirect | |
| Nov 12, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −30 | $246.57F2 | −$7,397.1 | 770 | Indirect | |
| Nov 12, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −2,966 | $246.57F2 | −$731,326.62 | 76,169 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $245.00 to $245.79. The price reported above reflects the weighted average sale price. These trades were placed pursuant to a 10b5-1 trading plan put in place on 1/16/2020. The reporting person hereby undertakes to provide upon request to the SEC staff, Helen of Troy Limited or a security holder of Helen of Troy Limited full information regarding the number of shares sold at each separate price within the range
Referenced by the price of 2 transactions in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $246.10 to $246.83. The price reported above reflects the weighted average sale price. These trades were placed pursuant to a 10b5-1 trading plan put in place on 1/16/2020. The reporting person hereby undertakes to provide upon request to the SEC staff, Helen of Troy Limited or a security holder of Helen of Troy Limited full information regarding the number of shares sold at each separate price within the range
Referenced by the price of 2 transactions in Table I.