Mininberg Julien's Form 4/A amendment
AmendedHelen of Troy Ltd (HELE) · filed Aug 23, 2021
- Accession no.
- 0001597885-21-000019
- Filed
- Aug 23, 2021
- Trade date
- Jul 9, 2020
- Filing delay
- 410 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 10, 2020
This filing lists 1 non-derivative transaction. Open-market sales total $305.5K. It was filed 410 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mininberg JulienCIK 0001597885 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2020 | Common Stock, Par Value $0.10 per share | SSaleDisposed | −1,462 | $208.96F2 | −$305,499.52 | 130,814.35 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a correction to the number of shares sold from 1,121 as previously reported to 1,462.
- F2
Represents a correction to the weighted average sale price. These trades were placed pursuant to a 10b51 trading plan put in place on 1/16/2020. The reporting person hereby undertakes to provide upon request to the SEC staff, Helen of Troy Limited or a security holder of Helen of Troy Limited full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.