Mininberg Julien's Form 4 filing
Helen of Troy Ltd (HELE) · filed Aug 12, 2021
- Accession no.
- 0001597885-21-000015
- Filed
- Aug 12, 2021
- Trade date
- Aug 10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $490.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mininberg JulienCIK 0001597885 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −19 | $235.74F1 | −$4,479.06 | 838 | Indirect | |
| Aug 10, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −1,855 | $235.74F1 | −$437,297.7 | 82,950 | Indirect | |
| Aug 10, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −2 | $236.25F2 | −$472.5 | 836 | Indirect | |
| Aug 10, 2021 | Common Shares, Par value $0.10 per share | SSaleDisposed | −203 | $236.25F2 | −$47,958.75 | 82,747 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $235.15 to $236.15. The price reported above reflects the weighted average sale price. These trades were placed pursuant to a 10b5-1 trading plan put in place on 1/16/2020. The reporting person hereby undertakes to provide upon request to the SEC staff, Helen of Troy Limited or a security holder of Helen of Troy Limited full information regarding the number of shares sold at each separate price within the range
Referenced by the price of 2 transactions in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $236.22 to $236.28. The price reported above reflects the weighted average sale price. These trades were placed pursuant to a 10b5-1 trading plan put in place on 1/16/2020. The reporting person hereby undertakes to provide upon request to the SEC staff, Helen of Troy Limited or a security holder of Helen of Troy Limited full information regarding the number of shares sold at each separate price within the range
Referenced by the price of 2 transactions in Table I.