Pravda Ricardo's Form 4 filing
Catalent, Inc. (CTLT) · filed Oct 5, 2021
- Accession no.
- 0001596783-21-000142
- Filed
- Oct 5, 2021
- Trade date
- Oct 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $650.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pravda RicardoCIK 0001781820 | Officer (SVP & Chief HR Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +2,855 | $54.94 | +$156,853.7 | 15,690 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +963 | $88.10 | +$84,840.3 | 16,653 | Direct | |
| Oct 1, 2021 | Common Stock | SSaleDisposed | −4,906 | $132.68 | −$650,928.08 | 11,747 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −2,855 | $0.00 | $0 | 3,817 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −963 | $0.00 | $0 | 3,225 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.