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Grippo Michael J's Form 4 filing

Catalent, Inc. (CTLT) · filed Aug 23, 2021

Accession no.
0001596783-21-000105
Filed
Aug 23, 2021
Trade date
Dec 19, 2019-Jan 13, 2020
Filing delay
613 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $331.9K. It was filed 613 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Grippo Michael JCIK 0001792807Officer (SVP, Strategy & Corp. Dev.)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 19, 2019Common StockSSaleDisposed−1,846$54.00−$99,68415,733Direct
Dec 20, 2019Common StockSSaleDisposed−2,406$56.00−$134,73613,327Direct
Jan 13, 2020Common StockSSaleDisposed−1,680$58.00−$97,44011,647Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)