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Spengler Richard's Form 4 filing

Investors Bancorp, Inc. (ISBC) · filed Feb 17, 2022

Accession no.
0001594012-22-000014
Filed
Feb 17, 2022
Trade date
Feb 16, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.22M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Spengler RichardCIK 0001240068Officer (Senior EVP)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 16, 2022Common StockMOption exerciseAcquired+300,000$12.54+$3,762,000881,093Direct
Feb 16, 2022Common StockSSaleDisposed−197,910$17.40−$3,443,634683,183Direct
Feb 16, 2022Common StockSSaleDisposed−4,041$17.40−$70,313.4679,142Direct
Feb 16, 2022Common StockSSaleDisposed−27,152$17.41−$472,716.32651,990Direct
Feb 16, 2022Common StockSSaleDisposed−5,273$17.41−$91,802.93646,717Direct
Feb 16, 2022Common StockSSaleDisposed−1,278$17.42−$22,262.76645,439Direct
Feb 16, 2022Common StockSSaleDisposed−19,161$17.42−$333,784.62626,278Direct
Feb 16, 2022Common StockSSaleDisposed−5,542$17.43−$96,597.06620,736Direct
Feb 16, 2022Common StockSSaleDisposed−33,204$17.43−$578,745.72587,532Direct
Feb 16, 2022Common StockSSaleDisposed−3,300$17.43−$57,519584,232Direct
Feb 16, 2022Common StockSSaleDisposed−3,039$17.44−$53,000.16581,193Direct
Feb 16, 2022Common StockSSaleDisposed−100$17.44−$1,744581,093Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 16, 2022Common StockMOption exerciseDisposed−300,000$0.00$0413,333Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)