Jones Robertson Clay JR's Form 4 filing
Heritage Commerce Corp (HTBK) · filed Mar 11, 2025
- Accession no.
- 0001593968-25-000343
- Filed
- Mar 11, 2025
- Trade date
- Mar 8-10, 2025
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $50.1K. It was filed 3 days after the trade.
This filing was later replaced by the amendment 0001593968-25-000415 (Mar 26, 2025). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones Robertson Clay JRCIK 0001788938 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2025 | Common Stock, No Par Value | MOption exerciseAcquired | +13,212 | $0.00 | $0 | 258,651 | Direct | |
| Mar 8, 2025 | Common Stock, No Par Value | AGrant or awardAcquired | +721 | $0.00 | $0 | 259,372 | Direct | |
| Mar 10, 2025 | Common Stock, No Par Value | SSaleDisposed | −5,145 | $9.73 | −$50,060.85 | 254,227 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2025 | Common Stock, No Par Value | MOption exerciseDisposed | −13,212 | $0.00 | $0 | 26,424 | Direct | |
| Mar 10, 2025 | Common Stock, No Par Value | AGrant or awardAcquired | +28,546 | $0.00 | $0 | 28,546 | Direct | |
| Mar 10, 2025 | Common Stock, No Par Value | AGrant or awardAcquired | +28,456 | $0.00 | $0 | 28,456 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.