Hartnett Michael J's Form 4 filing
RBC Bearings INC (RBC) · filed Sep 13, 2024
- Accession no.
- 0001593968-24-001198
- Filed
- Sep 13, 2024
- Trade date
- Sep 11-12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $14.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hartnett Michael JCIK 0001256535 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2024 | Common Stock | MOption exerciseAcquired | +30,695 | $143.92 | +$4,417,624.4 | 324,815 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −15,000 | $284.18 | −$4,262,700 | 309,815 | Direct | |
| Sep 11, 2024 | Common Stock | SSaleDisposed | −7,560 | $284.72 | −$2,152,483.2 | 302,255 | Direct | |
| Sep 12, 2024 | Common Stock | MOption exerciseAcquired | +10,824 | $143.92 | +$1,557,790.08 | 313,079 | Direct | |
| Sep 12, 2024 | Common Stock | MOption exerciseAcquired | +28,175 | $137.44 | +$3,872,372 | 341,254 | Direct | |
| Sep 12, 2024 | Common Stock | SSaleDisposed | −28,300 | $284.89 | −$8,062,387 | 312,954 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2024 | Common Stock | MOption exerciseDisposed | −30,695 | $0.00 | $0 | 10,824 | Direct | |
| Sep 12, 2024 | Common Stock | MOption exerciseDisposed | −10,824 | $0.00 | $0 | 0 | Direct | |
| Sep 12, 2024 | Common Stock | MOption exerciseDisposed | −28,175 | $0.00 | $0 | 18,939 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.