Hartnett Michael J's Form 4 filing
RBC Bearings INC (RBC) · filed Dec 7, 2023
- Accession no.
- 0001593968-23-001494
- Filed
- Dec 7, 2023
- Trade date
- Dec 5-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $12.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hartnett Michael JCIK 0001256535 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2023 | Common Stock | MOption exerciseAcquired | +11,596 | $99.64 | +$1,155,425.44 | 305,043 | Direct | |
| Dec 5, 2023 | Common Stock | SSaleDisposed | −11,596 | $264.38 | −$3,065,750.48 | 293,447 | Direct | |
| Dec 6, 2023 | Common Stock | MOption exerciseAcquired | +16,530 | $99.64 | +$1,647,049.2 | 309,977 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −16,530 | $260.54 | −$4,306,726.2 | 293,447 | Direct | |
| Dec 7, 2023 | Common Stock | MOption exerciseAcquired | +3,874 | $99.64 | +$386,005.36 | 297,321 | Direct | |
| Dec 7, 2023 | Common Stock | MOption exerciseAcquired | +15,626 | $132.12 | +$2,064,507.12 | 312,947 | Direct | |
| Dec 7, 2023 | Common Stock | SSaleDisposed | −19,500 | $258.92 | −$5,048,940 | 293,447 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2023 | Common Stock | MOption exerciseDisposed | −11,596 | $0.00 | $0 | 20,404 | Direct | |
| Dec 6, 2023 | Common Stock | MOption exerciseDisposed | −16,530 | $0.00 | $0 | 3,874 | Direct | |
| Dec 7, 2023 | Common Stock | MOption exerciseDisposed | −3,874 | $0.00 | $0 | 0 | Direct | |
| Dec 7, 2023 | Common Stock | MOption exerciseDisposed | −15,626 | $0.00 | $0 | 14,774 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.