Kaplan Steven H.'s Form 4 filing
RBC Bearings INC (RBC) · filed Sep 6, 2023
- Accession no.
- 0001593968-23-001268
- Filed
- Sep 6, 2023
- Trade date
- Sep 5, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $598.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaplan Steven H.CIK 0001728568 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2023 | Common Stock | SSaleDisposed | −1,500 | $239.44 | −$359,160 | 4,400 | Direct | |
| Sep 5, 2023 | Common Stock | MOption exerciseAcquired | +800 | $128.24 | +$102,592 | 5,200 | Direct | |
| Sep 5, 2023 | Common Stock | MOption exerciseAcquired | +200 | $158.48 | +$31,696 | 5,400 | Direct | |
| Sep 5, 2023 | Common Stock | SSaleDisposed | −1,000 | $239.42 | −$239,420 | 4,400 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2023 | Common Stock | MOption exerciseDisposed | −800 | $0.00 | $0 | 0 | Direct | |
| Sep 5, 2023 | Common Stock | MOption exerciseDisposed | −200 | $0.00 | $0 | 800 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.