Smith Jeffrey C.'s Form 4 filing
Midland States Bancorp, Inc. (MSBI) · filed Jul 3, 2023
- Accession no.
- 0001593968-23-001075
- Filed
- Jul 3, 2023
- Trade date
- Jun 10, 2022-Jun 30, 2023
- Filing delay
- 388 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 3 derivative transactions. Open-market purchases total $21.2K. It was filed 388 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Jeffrey C.CIK 0001526326 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2022 | Common Stock | PPurchaseAcquired | +853 | $24.80 | +$21,154.4 | 32,959 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2023 | Common Stock | AGrant or awardAcquired | +2,009 | $0.00 | $0 | 10,116.78 | Direct | |
| Jun 30, 2023 | Common Stock | AGrant or awardAcquired | +149.69 | $18.72 | +$2,802.2 | 1,382.22 | Direct | |
| Jun 30, 2023 | Common Stock | AGrant or awardAcquired | +111.75 | $19.91 | +$2,224.94 | 1,493.97 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.