Block John R's Form 4 filing
Aemetis, Inc (AMTX) · filed Jun 20, 2023
- Accession no.
- 0001593968-23-001027
- Filed
- Jun 20, 2023
- Trade date
- Jun 15-16, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $121.0K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Block John RCIK 0001055711 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $2.59 | +$25,900 | 50,161 | Direct | |
| Jun 15, 2023 | Common Stock | FTax withholdingDisposed | −3,787 | $6.84 | −$25,903.08 | 46,374 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −19,205 | $6.30 | −$120,991.5 | 27,169 | Direct | |
| Jun 15, 2023 | Common Stock | MOption exerciseAcquired | +50,000 | $3.09 | +$154,500 | 77,169 | Direct | |
| Jun 15, 2023 | Common Stock | FTax withholdingDisposed | −22,588 | $6.84 | −$154,501.92 | 54,581 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Common stock and Series B Preferred | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct | |
| Jun 15, 2023 | Common stock and Series B Preferred | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.