Rogers Erica J.'s Form 4 filing
Silk Road Medical Inc (SILK) · filed May 12, 2023
- Accession no.
- 0001593968-23-000796
- Filed
- May 12, 2023
- Trade date
- May 11, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $106.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers Erica J.CIK 0001769940 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2023 | Common Stock | MOption exerciseAcquired | +1,000 | $1.60 | +$1,600 | 270,132 | Direct | |
| May 11, 2023 | Common Stock | MOption exerciseAcquired | +2,000 | $1.60 | +$3,200 | 272,132 | Direct | |
| May 11, 2023 | Common Stock | SSaleDisposed | −1,000 | $35.51 | −$35,510 | 271,132 | Direct | |
| May 11, 2023 | Common Stock | SSaleDisposed | −2,000 | $35.51 | −$71,020 | 269,132 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2023 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 16,654 | Direct | |
| May 11, 2023 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 15,654 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.