Davis Andrew S.'s Form 4 filing
Silk Road Medical Inc (SILK) · filed May 3, 2023
- Accession no.
- 0001593968-23-000739
- Filed
- May 3, 2023
- Trade date
- May 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $300.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Davis Andrew S.CIK 0001770191 | Officer (Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2023 | Common Stock | MOption exerciseAcquired | +482 | $6.11 | +$2,945.02 | 116,165 | Direct | |
| May 1, 2023 | Common Stock | MOption exerciseAcquired | +474 | $20.00 | +$9,480 | 116,639 | Direct | |
| May 1, 2023 | Common Stock | MOption exerciseAcquired | +2,584 | $4.73 | +$12,222.32 | 119,223 | Direct | |
| May 1, 2023 | Common Stock | MOption exerciseAcquired | +3,213 | $4.73 | +$15,197.49 | 122,436 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −482 | $44.51F2 | −$21,453.82 | 121,954 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −474 | $44.51F2 | −$21,097.74 | 121,480 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −2,584 | $44.51F2 | −$115,013.84 | 118,896 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −3,213 | $44.51F2 | −$143,010.63 | 115,683 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2023 | Common Stock | MOption exerciseDisposed | −3,213 | $0.00 | $0 | 44,238 | Direct | |
| May 1, 2023 | Common Stock | MOption exerciseDisposed | −482 | $0.00 | $0 | 1,853 | Direct | |
| May 1, 2023 | Common Stock | MOption exerciseDisposed | −474 | $0.00 | $0 | 33,220 | Direct | |
| May 1, 2023 | Common Stock | MOption exerciseDisposed | −2,584 | $0.00 | $0 | 18,720 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at price ranging from $43.99 to $45.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 4 transactions in Table I.