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Mefford Jeffrey S.'s Form 4 filing

Midland States Bancorp, Inc. (MSBI) · filed May 1, 2023

Accession no.
0001593968-23-000693
Filed
May 1, 2023
Trade date
Apr 28, 2023
Filing delay
3 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $32.3K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mefford Jeffrey S.CIK 0001526238Officer (President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 28, 2023Common StockMOption exerciseAcquired+1,600$18.00+$28,80032,422.47Direct
Apr 28, 2023Common StockSSaleDisposed−1,600$20.21−$32,33630,822.47Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 28, 2023Common StockMOption exerciseDisposed−1,600$0.00$02,961Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)