Miller Robert G Jr's Form 4 filing
Evans Bancorp Inc (EVBN) · filed Mar 16, 2023
- Accession no.
- 0001593968-23-000490
- Filed
- Mar 16, 2023
- Trade date
- Mar 14-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $97.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Miller Robert G JrCIK 0001194582 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Common Stock | MOption exerciseAcquired | +1,499 | $17.64 | +$26,442.36 | 61,012.97 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −1,499 | $36.21F1 | −$54,278.79 | 59,513.97 | Direct | |
| Mar 16, 2023 | Common Stock | MOption exerciseAcquired | +1,226 | $17.64 | +$21,626.64 | 60,739.97 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −1,226 | $34.85F2 | −$42,726.1 | 59,513.97 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Common Stock | MOption exerciseDisposed | −1,499 | $0.00 | $0 | 1,226 | Direct | |
| Mar 16, 2023 | Common Stock | MOption exerciseDisposed | −1,226 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The 1,499 shares were sold as follows: 100 shares at $36.00, 26 shares at $36.14, 796 shares at $36.205, 111 share at $36.22, 78 shares at $36.25, 7 shares at $36.26, 276 shares at $36.265, 100 shares at $36.27, 5 shares at $36.60.
Referenced by the price of 1 transaction in Table I.
- F2
The 1,226 shares were sold as follows: 777 shares at $34.80, 10 shares at $34.81, 10 shares at $34.90, 48 share at $34.905, 13 shares at $34.91, 100 shares at $34.92, 30 shares at $34.945, 222 shares at $34.96, 10 shares at $34.97, 5 shares at $34.975, and 1 shares at $35.00
Referenced by the price of 1 transaction in Table I.