Hakopian John's Form 4 filing
First Foundation Inc. (FFWM) · filed Mar 15, 2023
- Accession no.
- 0001593968-23-000484
- Filed
- Mar 15, 2023
- Trade date
- Mar 13-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.60M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hakopian JohnCIK 0001594281 | Director, Officer (President, FFA) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2023 | Common Stock | SSaleDisposed | −100,000 | $7.96 | −$796,000 | 706,842 | Indirect | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −56,143 | $9.34 | −$524,375.62 | 650,699 | Indirect | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −29,857 | $9.27 | −$276,774.39 | 620,842 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.