Mefford Jeffrey S.'s Form 4 filing
Midland States Bancorp, Inc. (MSBI) · filed Jan 4, 2023
- Accession no.
- 0001593968-23-000030
- Filed
- Jan 4, 2023
- Trade date
- Dec 30, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $42.7K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mefford Jeffrey S.CIK 0001526238 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 30, 2022 | Common Stock | SSaleDisposed | −961 | $26.70F1 | −$25,658.7 | 29,861.47 | Direct | |
| Dec 30, 2022 | Common Stock | MOption exerciseAcquired | +961 | $16.59 | +$15,942.99 | 30,822.47 | Direct | |
| Dec 30, 2022 | Common Stock | MOption exerciseAcquired | +639 | $18.00 | +$11,502 | 31,461.47 | Direct | |
| Dec 30, 2022 | Common Stock | SSaleDisposed | −639 | $26.69F1 | −$17,054.91 | 30,822.47 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 30, 2022 | Common Stock | MOption exerciseDisposed | −961 | $0.00 | $0 | 0 | Direct | |
| Dec 30, 2022 | Common Stock | MOption exerciseDisposed | −639 | $0.00 | $0 | 9,361 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.59 - $26.77 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.
Referenced by the price of 2 transactions in Table I.