Buchanan Lucas W.'s Form 4 filing
Silk Road Medical Inc (SILK) · filed Dec 15, 2022
- Accession no.
- 0001593968-22-001734
- Filed
- Dec 15, 2022
- Trade date
- Dec 13-15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.38M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buchanan Lucas W.CIK 0001769830 | Officer (COO/CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +25,000 | $1.60 | +$40,000 | 201,527 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −25,000 | $55.00 | −$1,375,000 | 176,527 | Direct | |
| Dec 15, 2022 | Common Stock | MOption exerciseAcquired | +15,000 | $1.60 | +$24,000 | 191,527 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 80,409 | Direct | |
| Dec 15, 2022 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 65,409 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.