Buchanan Lucas W.'s Form 4 filing
Silk Road Medical Inc (SILK) · filed Nov 14, 2022
- Accession no.
- 0001593968-22-001598
- Filed
- Nov 14, 2022
- Trade date
- Nov 9-11, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.25M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buchanan Lucas W.CIK 0001769830 | Officer (COO/CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2022 | Common Stock | MOption exerciseAcquired | +200 | $1.60 | +$320 | 176,727 | Direct | |
| Nov 9, 2022 | Common Stock | SSaleDisposed | −200 | $50.00 | −$10,000 | 176,527 | Direct | |
| Nov 11, 2022 | Common Stock | MOption exerciseAcquired | +24,800 | $1.60 | +$39,680 | 201,327 | Direct | |
| Nov 11, 2022 | Common Stock | SSaleDisposed | −24,800 | $50.00 | −$1,240,000 | 176,527 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2022 | Common Stock | MOption exerciseDisposed | −200 | $0.00 | $0 | 130,209 | Direct | |
| Nov 11, 2022 | Common Stock | MOption exerciseDisposed | −24,800 | $0.00 | $0 | 105,409 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.