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Mefford Jeffrey S.'s Form 4 filing

Midland States Bancorp, Inc. (MSBI) · filed Nov 2, 2022

Accession no.
0001593968-22-001560
Filed
Nov 2, 2022
Trade date
Oct 31-Nov 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $45.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mefford Jeffrey S.CIK 0001526238Officer (President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 31, 2022Common StockSSaleDisposed−1,600$28.11−$44,97626,375.47Direct
Oct 31, 2022Common StockMOption exerciseAcquired+1,600$16.59+$26,54427,975.47Direct
Nov 1, 2022Common StockFTax withholdingDisposed−629$28.12−$17,687.4827,346.47Direct
Oct 31, 2022Common StockAGrant or awardAcquired+5,144$0.00$05,144Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 31, 2022Common StockMOption exerciseDisposed−1,600$0.00$02,561Direct
Oct 31, 2022Common StockAGrant or awardAcquired+29,133$0.00$029,133Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)