Ferland E James Jr's Form 4 filing
Enerpac Tool Group Corp (EPAC) · filed Oct 18, 2022
- Accession no.
- 0001593968-22-001527
- Filed
- Oct 18, 2022
- Trade date
- Feb 8, 2022
- Filing delay
- 252 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $13.0K. It was filed 252 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ferland E James JrCIK 0001404512 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2022 | Class A Common Stock | MOption exerciseAcquired | +3,356 | $0.00F4 | $0 | 9,987 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Acquisition of shares upon the conversion of phantom stock units under the Outside Directors' Deferred Compensation plan.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from no lower than $17.40 to no higher than $17.77, inclusive. The Reporting Person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information the number of shares sold at each separated price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
The phantom stock is converted 1 for 1 into shares of Class A Common Stock.
Referenced by the price of 1 transaction in Table II.