Hartnett Michael J's Form 4 filing
RBC Bearings INC (RBC) · filed Aug 18, 2022
- Accession no.
- 0001593968-22-001358
- Filed
- Aug 18, 2022
- Trade date
- Aug 16-18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.11M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hartnett Michael JCIK 0001256535 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +7,000 | $72.94 | +$510,580 | 301,277 | Direct | |
| Aug 16, 2022 | Common Stock | SSaleDisposed | −7,000 | $260.31 | −$1,822,170 | 294,277 | Direct | |
| Aug 17, 2022 | Common Stock | MOption exerciseAcquired | +1,006 | $72.94 | +$73,377.64 | 295,283 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −1,006 | $260.45 | −$262,012.7 | 294,277 | Direct | |
| Aug 18, 2022 | Common Stock | MOption exerciseAcquired | +100 | $72.94 | +$7,294 | 294,377 | Direct | |
| Aug 18, 2022 | Common Stock | SSaleDisposed | −100 | $260.00 | −$26,000 | 294,277 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −7,000 | $0.00 | $0 | 13,000 | Direct | |
| Aug 17, 2022 | Common Stock | MOption exerciseDisposed | −1,006 | $0.00 | $0 | 11,994 | Direct | |
| Aug 18, 2022 | Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 11,894 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.