Bergeron Daniel A's Form 4 filing
RBC Bearings INC (RBC) · filed Aug 17, 2022
- Accession no.
- 0001593968-22-001351
- Filed
- Aug 17, 2022
- Trade date
- Aug 15-17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.99M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bergeron Daniel ACIK 0001204696 | Director, Officer (Vice President and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | MOption exerciseAcquired | +21,165 | $72.94 | +$1,543,775.1 | 124,883 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −21,165 | $259.60 | −$5,494,434 | 103,718 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +11,912 | $72.94 | +$868,861.28 | 115,630 | Direct | |
| Aug 16, 2022 | Common Stock | SSaleDisposed | −11,912 | $260.54 | −$3,103,552.48 | 103,718 | Direct | |
| Aug 17, 2022 | Common Stock | MOption exerciseAcquired | +5,360 | $72.94 | +$390,958.4 | 109,078 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −5,360 | $260.01 | −$1,393,653.6 | 103,718 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −21,165 | $0.00 | $0 | 18,835 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −11,912 | $0.00 | $0 | 6,923 | Direct | |
| Aug 17, 2022 | Common Stock | MOption exerciseDisposed | −5,360 | $0.00 | $0 | 1,563 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.