Edwards Richard J's Form 4 filing
RBC Bearings INC (RBC) · filed Jun 9, 2022
- Accession no.
- 0001593968-22-001098
- Filed
- Jun 9, 2022
- Trade date
- Jun 6-7, 2022
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.99M. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Edwards Richard JCIK 0001335597 | Officer (V.P. and General Manager) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $132.12 | +$264,240 | 13,966 | Direct | |
| Jun 6, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $72.94 | +$145,880 | 15,966 | Direct | |
| Jun 6, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $99.64 | +$398,560 | 19,966 | Direct | |
| Jun 6, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $143.92 | +$287,840 | 21,966 | Direct | |
| Jun 6, 2022 | Common Stock | SSaleDisposed | −10,000 | $199.07 | −$1,990,700 | 11,966 | Direct | |
| Jun 7, 2022 | Common Stock | FTax withholdingDisposed | −189 | $199.09 | −$37,628.01 | 11,777 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 0 | Direct | |
| Jun 6, 2022 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 4,000 | Direct | |
| Jun 6, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 6,000 | Direct | |
| Jun 6, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 8,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.